Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mara? Claim Your ProfileMara Glassel is a financial advisor with over 30 years of experience in the financial services industry. Mara is currently registered with UBS Financial Services Inc., and has held previous positions with Prudential Securities Incorporated and PaineWebber Incorporated. Mara has extensive experience in providing a wide range of financial services to individuals, families, and businesses. Mara holds Series 3, 7, 9, 10, and 63 licenses and the SIE designation. Mara has a demonstrated track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/30/1999 - Present
UBS Financial Services Inc. (Purchase NY)
NY
12/23/1993 - 07/27/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/10/1992 - 08/11/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 04/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/13/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2010
Series 3 - National Commodity Futures Examination
BC
Issued 06/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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