Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mara? Claim Your ProfileMara Lynne Klein-ming is a financial advisor with over 30 years of experience in the industry. Mara Lynne has a wide range of experience with various firms, including Wells Fargo Clearing Services, LLC, Prudential Securities Incorporated, Paine Webber Incorporated, Smith Barney Inc., and Lehman Brothers Inc. Mara Lynne is currently registered with Raymond James & Associates, Inc. as a Registered Representative and Investment Advisor Representative. Her current registrations cover states like New York, Texas, Arizona, Connecticut, District of Columbia, Florida, Georgia, Indiana, Maryland, New Jersey, South Carolina and Missouri. Mara Lynne offers a variety of advisory services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Mara Lynne is also co-executor for her brother.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/12/2021 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
07/01/2003 - 07/07/2021
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
01/19/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/05/1994 - 01/26/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 08/05/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
05/23/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mara Klein-ming is the right advisor for you? Invested Better is here to help.
