Unclaimed
Mara Goldstein is a financial professional with over 25 years of experience in the industry. Mara is currently registered with Clear Street LLC and previously held positions at Mizuho Securities USA LLC, Cantor Fitzgerald & Co., CIBC World Markets Corp., BT Alex. Brown Incorporated, and Alex. Brown & Sons Incorporated. Mara holds a Series 7, 24, 63, 86, and 87 license. Mara is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/29/2024 - Present
Clear Street LLC (NEW YORK NY)
NY
11/28/2018 - 02/23/2024
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
09/08/2011 - 07/03/2018
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
02/06/1998 - 12/08/2005
CIBC WORLD MARKETS CORP. (NEW YORK NY)
MD
09/01/1997 - 01/08/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
05/21/1992 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 09/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2016
Series 24 - General Securities Principal Examination
BC
Issued 07/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/13/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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