Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manus? Claim Your ProfileManus Duffy is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., registered with the state of Washington. They have been in the industry since January 2004 and have worked with firms such as CUNA Brokerage Services, Inc., LPL Financial LLC, and UnionBanc Investment Services, LLC. Manus Duffy is a seasoned professional and is also registered with the state of Texas. Their experience and expertise will help you to achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
05/15/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MUKILTEO WA)
CA
10/12/2016 - 04/10/2019
CUNA BROKERAGE SERVICES, INC. (EUREKA CA)
CA
04/17/2015 - 09/28/2016
LPL FINANCIAL LLC (BAYSIDE CA)
CA
08/30/2007 - 04/24/2015
UNIONBANC INVESTMENT SERVICES, LLC (SAN JOSE CA)
OR
06/13/2005 - 08/30/2007
U.S. BANCORP INVESTMENTS, INC. (ALOHA OR)
CA
01/14/2004 - 06/22/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
12/19/2002 - 12/05/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MN
12/05/2000 - 01/18/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/05/2000 - 01/18/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/4/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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