Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manuj? Claim Your ProfileManuj Sharma is a registered representative at Regiment Securities, LLC. Manuj has been in the industry since September 25, 2023. Manuj holds Series 63, Series 82TO and SIE licenses and is registered in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
09/26/2023 - Present
Regiment Securities, LLC (CHICAGO IL)
BC
Issued 11/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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