Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manuia? Claim Your ProfileManuia Sinapati Sotoa is a financial advisor with LPL Financial LLC in Dublin, CA. Manuia has been in the financial services industry since 1994 and has a broad range of experience. Prior to joining LPL, Manuia worked for MORGAN STANLEY in San Francisco and Northwestern Mutual Investment Services, LLC in Milwaukee, WI. Manuia has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/08/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
08/26/2020 - 10/14/2022
MORGAN STANLEY (San Francisco CA)
WI
11/10/2017 - 08/06/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)
CA
04/28/2004 - 12/31/2015
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
MN
01/09/2004 - 02/23/2004
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
CA
06/14/2001 - 10/03/2002
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
TX
10/31/1987 - 07/01/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 12/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/12/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/09/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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