Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manuel? Claim Your ProfileManuel Puello is a financial advisor with Southstate|duncanwilliams Securities Corp. Manuel has been in the industry since September 5, 1987. Manuel has a broad range of experience in the securities industry, having worked for several firms. Manuel is licensed in 28 states, including California, Florida, New York, and Texas. Manuel is registered with FINRA and holds Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
02/11/2008 - Present
Southstate|duncanwilliams Securities Corp. (MEMPHIS (SHELBY) TN)
NY
08/04/2005 - 01/09/2008
POPULAR SECURITIES, INC. (NEW YORK NY)
NY
08/13/2002 - 03/18/2005
CMI CAPITAL MARKET INVESTMENT, LLC (NEW YORK NY)
NY
04/16/2002 - 05/16/2002
CDC SECURITIES (NEW YORK NY)
NY
04/24/1997 - 10/24/2000
CAISSE DES DEPOTS SECURITIES INC. (NEW YORK NY)
NY
07/19/1983 - 05/10/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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