Unclaimed
Manuel Ramos is a financial advisor with over 30 years of experience in the industry. Manuel has a diverse background, having worked with a range of firms, including Prudential Insurance Company of America, Tower Square Securities, Inc., and Sammons Securities Company, LLC. Manuel is currently registered with Centaurus Financial, Inc. and Nestyield Etfs, LLC, providing financial advice and portfolio management services to individuals, corporations, and high-net-worth clients. Manuel's experience and expertise make him a valuable resource for clients seeking personalized financial planning and investment guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/02/2021 - Present
Centaurus Financial, Inc. (ANAHEIM CA)
CA
07/25/2006 - 02/14/2011
SAMMONS SECURITIES COMPANY, LLC (DOWNEY CA)
CA
08/15/1996 - 07/31/2006
TOWER SQUARE SECURITIES, INC. (DOWNEY CA)
GA
12/06/1994 - 08/21/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NJ
08/31/1989 - 12/13/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/31/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 05/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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