Unclaimed
Manuel Ramos is a securities professional with over 15 years of experience in the financial services industry. He currently works as a registered representative for Joseph Stone Capital LLC. Manuel is licensed in 43 states across the United States, including New York, Florida, and Texas. Previously, Manuel held positions at Windsor Street Capital, LP and Great Eastern Securities, Inc. Manuel holds Series 63, 7 and SIE licenses. He started his career in the financial services industry in 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/21/2018 - Present
Joseph Stone Capital LLC (NEW YORK NY)
NY
01/03/2007 - 05/31/2018
WINDSOR STREET CAPITAL, LP (NEW YORK NY)
NY
09/08/2005 - 01/19/2007
GREAT EASTERN SECURITIES, INC. (NEW YORK NY)
TX
06/25/2004 - 09/27/2005
SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)
BC
Issued 07/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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