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Manuel Paul Ramos

Joseph Stone Capital LLC

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About Manuel Paul Ramos

Manuel Ramos is a securities professional with over 15 years of experience in the financial services industry. He currently works as a registered representative for Joseph Stone Capital LLC. Manuel is licensed in 43 states across the United States, including New York, Florida, and Texas. Previously, Manuel held positions at Windsor Street Capital, LP and Great Eastern Securities, Inc. Manuel holds Series 63, 7 and SIE licenses. He started his career in the financial services industry in 2004.

Firm Information

Manuel Ramos is currently registered with Joseph Stone Capital LLC. Joseph Stone Capital LLC is a Limited Liability Company formed in 2011. The firm is registered to provide advisory services in all 50 U.S. states and Puerto Rico, as well as with the SEC. Joseph Stone Capital LLC has been the subject of 4 regulatory events and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Manuel Ramos’s Registration & Firm History

NY

05/21/2018 - Present

Joseph Stone Capital LLC (NEW YORK NY)

NY

01/03/2007 - 05/31/2018

WINDSOR STREET CAPITAL, LP (NEW YORK NY)

NY

09/08/2005 - 01/19/2007

GREAT EASTERN SECURITIES, INC. (NEW YORK NY)

TX

06/25/2004 - 09/27/2005

SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)

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Licenses & Designations

BC

Issued 07/16/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Manuel Paul Ramos. Review regulatory record here.
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