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Manuel Klemm

Ceros Financial Services, Inc.

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About Manuel Klemm

Manuel Klemm is a financial advisor with over 17 years of experience in the industry. Manuel is currently registered with Ceros Financial Services, Inc. and has a Series 7, Series 24, and Series 63 license. Manuel previously worked at National Securities Corporation. Manuel is registered in New York and is dedicated to helping clients achieve their financial goals.

Firm Information

Manuel Klemm is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Manuel Klemm’s Registration & Firm History

NY

07/20/2022 - Present

Ceros Financial Services, Inc. (New York NY)

NY

06/10/2005 - 07/21/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/11/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Manuel Klemm.
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