Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manuel? Claim Your ProfileManuel Jose Castilla is a registered representative with UBS Financial Services Inc. Manuel has been in the industry since 2001 and has a diverse background with prior employment at UBS International Inc. and Banc of America Investment Services, Inc.. Manuel is licensed in multiple states and holds the Series 4, 6, 7, 24, 53 and 66 securities licenses. Manuel's expertise spans various areas including financial planning, pension consulting, educational seminars, security ratings and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/10/2015 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
06/01/2009 - 01/01/2010
UBS INTERNATIONAL INC. (SAN DIEGO CA)
CA
04/10/2001 - 07/19/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN DIEGO CA)
NA
08/03/1993 - 11/30/1994
NATIONSBANC INVESTMENTS, INC.
BOTH
Issued 01/03/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2004
Series 4 - Registered Options Principal Examination
BC
Issued 08/11/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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