Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manuel? Claim Your ProfileManuel Escobio is an active investment advisor representative, registered in both Florida and Texas, with Merrill Lynch, Pierce, Fenner & Smith Inc.. Manuel has been in the industry since 1998 and has experience with a variety of firms including Southern Trust Securities, Inc., Brill Securities, Inc., Cardinal Capital Management, Inc., and Dean Witter Reynolds Inc.. Manuel holds licenses for Series 7, 31, 63, 65, and 66 securities exams. Manuel is a specialist in portfolio management for individuals and businesses, and also provides pension consulting and educational seminars. Manuel has a history of working with a range of clients, including insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations, and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/08/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
11/02/2000 - 03/05/2008
SOUTHERN TRUST SECURITIES, INC. (CORAL GABLES FL)
NY
02/03/2000 - 10/31/2000
BRILL SECURITIES, INC. (NEW YORK NY)
FL
12/09/1999 - 05/09/2000
CARDINAL CAPITAL MANAGEMENT, INC. (MIAMI FL)
NY
01/16/1998 - 08/31/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/08/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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