Unclaimed
Manuel Hernandez is a financial advisor with Raymond James & Associates, Inc. Manuel has been in the financial services industry since February 2016. Manuel's current registrations include Series 66 and Series 7. Manuel has previous work experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley. Manuel is registered in Alabama, Arizona, California, Colorado, Florida, Georgia, Kentucky, Missouri, Montana, New Jersey, North Carolina, Texas, and Washington. Manuel is also registered as an Investment Advisor Representative in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/06/2023 - Present
Raymond James & Associates, Inc. (NEWPORT BEACH CA)
CA
01/02/2018 - 01/10/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BREA CA)
CA
12/23/2015 - 10/25/2017
MORGAN STANLEY (LOS ANGELES CA)
BOTH
Issued 03/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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