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Manuel Gonzalez

Pershing LLC

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About Manuel Gonzalez

Manuel Gonzalez is a financial advisor with over 25 years of experience in the industry. Manuel has a strong background in securities and has held various roles at several firms, including Ameriprise Financial Services, Inc. and TD Ameritrade, Inc. Manuel currently holds registrations with Pershing LLC and Pershing Advisor Solutions LLC. Manuel specializes in providing investment advice and guidance to clients in Florida and New Jersey.

Firm Information

Manuel Gonzalez is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Manuel Gonzalez’s Registration & Firm History

FL

02/09/2024 - Present

Pershing LLC (LAKE MARY FL)

FL

03/16/2012 - 11/03/2023

CNR SECURITIES, LLC (LAKE MARY FL)

FL

07/07/2010 - 03/13/2012

AMERIPRISE FINANCIAL SERVICES, INC. (ORLANDO FL)

FL

10/29/1997 - 04/03/2009

TD AMERITRADE, INC. (ORLANDO FL)

NY

11/21/1996 - 09/09/1997

DUKE & CO., INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/17/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/06/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/12/1999

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/12/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/09/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Manuel Gonzalez. Review regulatory record here.
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