Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manuel? Claim Your ProfileManuel Lozano is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Manuel has been a registered representative for over 40 years, with experience at several firms including A. G. Edwards & Sons, Inc. and Dean Witter Reynolds Inc. Manuel is licensed in California and Texas, with a Series 7 and Series 63 license. Manuel also holds a Series 65 license and is registered as an Investment Advisor in California and Texas. Manuel is active in the Pasadena community and enjoys spending time with family and friends.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/14/2021 - Present
Stifel, Nicolaus & Company, Inc. (PASADENA CA)
CA
06/07/1990 - 10/17/2007
A. G. EDWARDS & SONS, INC. (PASADENA CA)
NY
09/26/1981 - 06/01/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/27/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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