Unclaimed
Manuel Gonzales has been active in the financial services industry since October 13, 2007. Manuel has worked as an investment advisor at Vanguard Marketing Corp. since October 24, 2007. Prior to that, Manuel was with Woodbury Financial Services, Inc. Manuel has passed the Series 6, Series 7, Series 24, and Series 63 exams, along with the SIE exam. Manuel is currently licensed in Arizona and New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
10/24/2007 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
09/04/2007 - 09/14/2007
WOODBURY FINANCIAL SERVICES, INC. (PEORIA AZ)
BC
Issued 08/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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