Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manuel? Claim Your ProfileManuel Alejandro De la maza is a financial advisor with over 10 years of experience in the industry. He is currently registered with LPL Financial LLC, a leading independent broker-dealer, and has been a registered representative since 2010. Prior to joining LPL Financial LLC, Manuel held positions at WELLS FARGO CLEARING SERVICES, LLC, J.P. MORGAN SECURITIES LLC and AXA ADVISORS, LLC. Manuel is licensed to provide investment advice in several states, including Florida, Louisiana, Mississippi, Missouri, Texas, and Washington. Manuel specializes in providing financial planning, portfolio management, and investment advice to individuals, corporations, and other business entities. His commitment to building long-term relationships with his clients allows him to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
07/23/2024 - Present
LPL Financial LLC (MIAMI FL)
FL
03/31/2016 - 06/01/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
10/01/2012 - 04/14/2016
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
12/22/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HIALEAH FL)
FL
10/14/2010 - 12/21/2011
AXA ADVISORS, LLC (MIAMI FL)
IA
Issued 02/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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