Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manuel? Claim Your ProfileManuel Palan is an active advisor with over 30 years of experience in the industry. Manuel has worked with Wells Fargo Clearing Services, LLC since 2019. Prior to that, Manuel was with Stifel, Nicolaus & Company, Incorporated for more than 15 years. Manuel has experience with several client types, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Manuel is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, 65, 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/17/2019 - Present
Wells Fargo Clearing Services, LLC (CLAYTON MO)
MO
01/16/2004 - 10/25/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CLAYTON MO)
NY
05/14/1999 - 01/21/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
10/26/1984 - 06/14/1999
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
IA
Issued 04/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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