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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manuel? Claim Your ProfileManuel Albuquerque is a financial advisor with Morgan Stanley, working with individual investors, families, businesses, and institutions. Manuel is a Certified Financial Planner and has been in the financial industry since 2008. Manuel has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Financial Services Inc. Manuel holds the Series 3, 7, 9, 10, 66, and SIE licenses and specializes in a variety of areas, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/29/2020 - Present
Morgan Stanley (New York NY)
NY
08/21/2015 - 06/30/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/01/2010 - 07/28/2015
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NJ
03/12/2008 - 01/01/2010
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NJ
01/01/2008 - 03/14/2008
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 05/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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