Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manshi? Claim Your ProfileManshi Dilip Shah is a financial advisor who has been in the industry since 2013. Shah is currently registered with LPL Financial LLC, a large broker dealer headquartered in Fort Mill, SC. Before joining LPL Financial, Shah worked at Foreside Financial Services, LLC, BMO Investment Distributors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Keeley Investment Corp., PNC Investments, J.P. Morgan Securities LLC, and Chase Investment Services Corp. Shah holds Series 6, 7, and 63 licenses as well as the SIE. Shah has a strong track record in providing financial advice to individuals and businesses and has a broad range of experience in financial planning, investment management, and portfolio management. Shah is also well-versed in consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
09/20/2021 - Present
LPL Financial LLC (CHICAGO IL)
IL
01/02/2020 - 09/21/2021
FORESIDE FINANCIAL SERVICES, LLC (Chicago IL)
IL
04/21/2017 - 12/31/2019
BMO INVESTMENT DISTRIBUTORS, LLC (CHICAGO IL)
IL
08/23/2016 - 03/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
01/06/2015 - 11/20/2015
KEELEY INVESTMENT CORP. (CHICAGO IL)
IL
09/26/2014 - 12/27/2014
PNC INVESTMENTS (LOMBARD IL)
IL
10/01/2012 - 04/14/2014
J.P. MORGAN SECURITIES LLC (DOWNERS GROVE IL)
IL
02/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DOWNERS GROVE IL)
BC
Issued 10/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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