Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manpreet? Claim Your ProfileManpreet Kaur is an active investment advisor representative registered with both the Broker-Dealer and Investment Advisor sections of FINRA, as well as in multiple states. Kaur has a diverse background in finance, having previously worked at Wells Fargo Clearing Services, LLC and JPMorgan Chase Bank, N.A., before joining J.P. Morgan Securities LLC. Kaur has a proven track record of success in the financial industry and holds multiple licenses and designations, including Series 63, 66, 7TO, and 6TO, and is a Series 9 Principal. Kaur is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/30/2024 - Present
J.p. Morgan Securities LLC (LATHROP CA)
CA
02/18/2020 - 09/13/2022
J.P. MORGAN SECURITIES LLC (SACRAMENTO CA)
CA
02/21/2019 - 01/07/2020
WELLS FARGO CLEARING SERVICES, LLC (SACRAMENTO CA)
BOTH
Issued 01/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/30/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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