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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manotham? Claim Your ProfileManotham Ward is a financial advisor with over 20 years of experience in the industry. Manotham has a Series 7, Series 63, Series 66 and Series 24 license and is registered with Morgan Stanley in California. Manotham has previously worked at Western International Securities, Inc., GBS Financial Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Manotham specializes in working with high-net-worth individuals, insurance companies, charitable organizations, investment companies, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, state or municipal government entities, and individuals other than high-net-worth. Manotham provides financial planning, portfolio management for individuals, businesses, and investment companies, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/25/2020 - Present
Morgan Stanley (Santa Rosa CA)
CA
12/06/2013 - 02/08/2017
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
CA
06/23/2011 - 12/13/2013
GBS FINANCIAL CORP. (SANTA ROSA CA)
CA
10/23/2009 - 02/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA ROSA CA)
CA
04/07/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SANTA ROSA CA)
BOTH
Issued 04/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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