Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manoj? Claim Your ProfileManoj Kakkad is a financial professional with over 10 years of experience in the securities industry. Manoj holds the Series 63, SIE and Series 99 licenses and is currently registered with Mizuho Securities USA LLC. Manoj's previous experience includes a role at UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/04/2014 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/04/2012 - 02/28/2014
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 12/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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