Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manish? Claim Your ProfileManish Singla is a financial professional with experience in the securities industry. Manish is currently registered with Finalis Securities LLC. Manish is licensed to sell securities in California, Ohio and Texas. Previously, Manish Singla was employed by Regiment Securities, LLC. in Chicago, IL. Manish holds the Series 63, 7TO, 82TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/18/2023 - Present
Finalis Securities LLC (New York NY)
IL
01/21/2022 - 10/20/2023
REGIMENT SECURITIES, LLC. (CHICAGO IL)
BC
Issued 02/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 12/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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