Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manish? Claim Your ProfileManish R Patel is a financial advisor with over 20 years of experience in the industry. Manish is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since November 2022. Previously, Manish was with Millennium Advisors, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Manish's expertise includes Municipal Securities Representative, Securities Industry Essentials Examination, Limited Representative-Equity Trader Exam, and General Securities Representative Examination. Manish is also a General Securities Principal. Manish holds a Series 63, Series 24, Series 52, Series 55 and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/29/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
11/05/2013 - 11/02/2022
MILLENNIUM ADVISORS, LLC (CHARLOTTE NC)
NC
11/01/2010 - 10/28/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
10/29/2004 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
MA
05/14/2001 - 11/01/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/12/2000 - 01/30/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
04/15/1997 - 01/12/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
BC
Issued 09/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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