Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Manish? Claim Your ProfileManish Mukhi is an investment advisor representative at Ameriprise Financial Services, LLC. Manish has been in the financial industry since 1996. Manish is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) to provide investment advice. Manish has passed the Series 7, Series 10, Series 9, Series 52, Series 63, and Series 65 exams. Manish is currently licensed in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin. Manish has experience providing investment advice to individuals, corporations, and other businesses. Manish's firm, Ameriprise Financial Services, LLC, is a registered investment advisor with the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
01/06/2012 - Present
Ameriprise Financial Services, LLC (BETHESDA MD)
FL
07/29/1996 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (FT. LAUDERDALE FL)
IA
Issued 11/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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