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Manish Kulinchandra Buch

National Financial Services LLC

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About Manish Kulinchandra Buch

Manish Kulinchandra Buch is a registered representative with National Financial Services LLC. Manish Buch has been in the securities industry since March 22, 1999. Manish Buch has previously worked with Fidelity Brokerage Services LLC, A.B. Watley Direct, Inc., and A.B. Watley, Inc. Manish Buch holds the Series 4, 7, 24, 31, and 63 securities licenses and the SIE and Series 65 licenses.

Firm Information

Manish Buch is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Manish Buch’s Registration & Firm History

NJ

02/28/2018 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

04/20/2016 - 02/06/2018

FIDELITY BROKERAGE SERVICES LLC (JERSEY CITY NJ)

NJ

11/06/2008 - 04/08/2016

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NY

02/03/2004 - 02/25/2008

A.B. WATLEY DIRECT, INC. (NY, NY NY)

NY

06/12/2002 - 02/03/2004

A.B. WATLEY, INC. (NEW YORK NY)

NY

02/29/2000 - 06/06/2002

A.B. WATLEY, INC. (NEW YORK NY)

NY

06/05/1998 - 03/02/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 06/25/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2022

Series 24 - General Securities Principal Examination

BC

Issued 11/11/2005

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 06/03/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Manish Kulinchandra Buch.
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