Unclaimed
Maninder Kaur Gill is a registered representative and investment advisor representative with J.P. Morgan Securities LLC. Maninder has been in the financial services industry since August 2003 and has worked with a number of firms including WELLS FARGO CLEARING SERVICES, LLC, MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Maninder is currently licensed to provide financial services in 53 states and the District of Columbia. Maninder holds the Series 4, 7, 9, 10, 24, 66, 99 and SIE licenses and holds the Uniform Combined State Law Examination. Maninder is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
03/15/2023 - Present
J.p. Morgan Securities LLC (Columbus OH)
PA
03/19/2012 - 02/23/2023
WELLS FARGO CLEARING SERVICES, LLC (YARDLEY PA)
PA
02/23/2010 - 03/06/2012
MORGAN STANLEY SMITH BARNEY (BRYN MAWR PA)
PA
04/19/2006 - 02/23/2010
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
NJ
12/15/2003 - 04/11/2006
PERSHING LLC (JERSEY CITY NJ)
PA
09/11/2003 - 12/31/2005
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
NY
07/03/2003 - 09/17/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 9/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/30/2023
Series 4 - Registered Options Principal Examination
BC
Issued 6/28/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/16/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/1/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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