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Manga Naraharisetty Rau

Charles Schwab & CO., Inc.

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About Manga Naraharisetty Rau

Manga Rau, a financial advisor registered with Charles Schwab & Co., Inc., has over 20 years of experience in the financial services industry. Manga is licensed in 27 states and holds the Series 6, 7, 9, 10, 63 and 66 securities licenses. Manga provides financial planning and investment advisory services to individuals and families. Prior to joining Charles Schwab & Co., Inc., Manga was employed with Fortus Investors, Inc. Manga's primary focus is on serving clients with a wide range of financial needs including retirement planning, college savings, and investment management.

Firm Information

Manga Rau is currently registered with Charles Schwab & CO., Inc.. CHARLES SCHWAB & CO., INC. is a corporation formed in April 1971 and headquartered in San Francisco, California. They offer financial planning, wrap fee programs, and select other advisors. They operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Charles Schwab & CO., Inc.

3260 Walton Riverwood Lane

Atlanta, GA 30339

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Manga Rau’s Registration & Firm History

GA

01/02/2019 - Present

Charles Schwab & CO., Inc. (Atlanta GA)

MN

02/14/1994 - 06/01/1994

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BOTH

Issued 5/13/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/3/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 7/23/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 4/25/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/1999

Series 7 - General Securities Representative Examination

BC

Issued 2/11/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Manga Naraharisetty Rau.
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