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Mandy Wang

Wells Fargo Securities, LLC

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About Mandy Wang

Mandy Wang is a financial professional with Wells Fargo Securities, LLC, a leading investment firm. Mandy's expertise includes securities trading and investment advice, and she is licensed to provide services across a broad range of states. Her commitment to serving clients is demonstrated by her extensive licensing and certifications, including Series 7TO, Series 57TO, and Series 63. Mandy's dedication to helping clients achieve their financial goals is evident in her professional profile and her commitment to ongoing education and professional development.

Firm Information

Mandy Wang is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mandy Wang’s Registration & Firm History

NY

08/13/2022 - Present

Wells Fargo Securities, LLC (New York NY)

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Licenses & Designations

BC

Issued 08/29/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/19/2023

Series 57TO - Securities Trader Exam

BC

Issued 08/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/23/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mandy Wang.
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