Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mandy? Claim Your ProfileMandy Tate Moore is a financial advisor associated with Cambridge Investment Research Advisors, Inc. Mandy has been working in the financial industry since 2011. Mandy is registered in the state of Iowa. Mandy holds Series 66, Series 53, Series 24, Series 99TO, Series 3, SIE and Series 7 licenses. Mandy offers advisory services such as financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
11/16/2020 - Present
Cambridge Investment Research Advisors, Inc. (Fairfield IA)
BOTH
Issued 11/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/23/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/28/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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