Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mandy? Claim Your ProfileMandy Doerr is a financial professional with over a decade of experience in the industry. Mandy is currently a registered representative with Compass Point Research & Trading, LLC. Previously, Mandy worked at FBR Capital Markets & CO. Mandy holds the Series 7, Series 27, Series 99TO and SIE licenses. Mandy is registered with the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DC
10/02/2012 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
CA
10/27/2009 - 08/20/2012
FBR CAPITAL MARKETS & CO. (LOS ANGELES CA)
BC
Issued 04/05/2013
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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