Unclaimed
Mandy Miller is a financial advisor registered with Avantax Investment Services, Inc., a registered broker-dealer and investment advisor. Mandy Miller is registered with the state of California. Mandy Miller has been in the financial services industry since 2012. She holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/30/2012 - Present
Avantax Investment Services, Inc. (RIVERSIDE CA)
BC
Issued 08/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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