Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mandy? Claim Your ProfileMandy Lynn Querio is a financial professional with over 16 years of experience in the industry. Mandy is currently registered with Zions Direct, Inc. Previously, Mandy worked at CIT CAPITAL SECURITIES LLC, WESTLB SECURITIES INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Mandy holds the Series 7, Series 24, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/10/2019 - Present
Zions Direct, Inc. (El Segundo CA)
NY
10/21/2015 - 06/30/2017
CIT CAPITAL SECURITIES LLC (NEW YORK NY)
NY
01/09/2009 - 08/29/2012
WESTLB SECURITIES INC. (NEW YORK NY)
NY
01/31/2002 - 05/04/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
NY
12/14/1998 - 12/05/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/03/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/15/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2020
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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