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Mandy Lynn McAnulty

Cetera Advisors LLC

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About Mandy Lynn McAnulty

Mandy Lynn McAnulty is a financial professional with over 13 years of experience in the industry. Currently, Mandy is registered with Cetera Advisors LLC, Cetera Financial Specialists LLC and Cetera Advisor Networks LLC. Mandy has held previous positions with FIRST ALLIED SECURITIES, INC. and VOYA FINANCIAL ADVISORS, INC.. Mandy is licensed to conduct business in Connecticut.

Firm Information

Mandy McAnulty is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mandy McAnulty’s Registration & Firm History

CA

06/10/2021 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

06/10/2021 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CT

04/28/2014 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

CT

10/30/2008 - 08/16/2013

FIRST INVESTORS CORPORATION (E. HARTFORD CT)

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Licenses & Designations

BC

Issued 11/13/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mandy Lynn McAnulty.
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