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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mandy? Claim Your ProfileMandy McClung is a financial advisor with Morgan Stanley, working in the San Francisco area since 2016. Mandy has been in the financial services industry since 2008, working for New England Securities, and has experience in both broker-dealer and investment advisory services. Mandy has a wide range of licenses and certifications, including Series 3, 6, 7, 9, 10, 63, and 66, allowing her to offer a comprehensive range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/14/2014 - Present
Morgan Stanley (San Francisco CA)
MD
02/01/2008 - 06/09/2009
NEW ENGLAND SECURITIES (HUNT VALLEY MD)
BOTH
Issued 03/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2018
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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