Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mandeep? Claim Your ProfileMandeep Kaur is a financial advisor with over 16 years of experience in the industry. Kaur is currently registered as a Registered Representative and Investment Advisor Representative with Raymond James Financial Services Advisors, Inc., where Kaur has been with the firm since January 2012. Kaur previously worked at Essex National Securities, Inc., and Wells Fargo Investments, LLC. Kaur has a wide range of experience in the industry, including providing financial planning, portfolio management, and pension consulting services. Kaur also offers educational seminars and other services. Kaur is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/19/2012 - Present
Raymond James Financial Services Advisors, Inc. (ROCKLIN CA)
CA
03/17/2009 - 01/25/2012
ESSEX NATIONAL SECURITIES, INC. (ROCKLIN CA)
CA
11/14/2005 - 01/22/2009
WELLS FARGO INVESTMENTS, LLC (SACRAMENTO CA)
BOTH
Issued 11/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/09/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mandeep Kaur is the right advisor for you? Invested Better is here to help.
