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Mandar Ramakant Acharya

UBS Securities LLC

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About Mandar Ramakant Acharya

Mandar Acharya is a securities professional with experience in the financial services industry. Mandar has a Series 99TO and SIE licenses. Mandar currently works at UBS Securities LLC in NEW YORK, NY. Previously, Mandar worked at BARCLAYS CAPITAL INC. in NEW YORK, NY.

Firm Information

Mandar Acharya is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mandar Acharya’s Registration & Firm History

NY

04/20/2023 - Present

UBS Securities LLC (NEW YORK NY)

NY

10/04/2019 - 05/03/2023

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/2019

Series 99TO - Operations Professional Examination

BC

Issued 09/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mandar Ramakant Acharya.
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