Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Man? Claim Your ProfileMan Shau is a financial professional with over 20 years of experience in the industry. Man Shau has been associated with MML Investors Services, LLC since March 2017. Previously, Man Shau was registered with MSI Financial Services, INC., Metropolitan Life Insurance Company, MONY Securities Corporation, and PRUCO Securities Corporation. Man Shau holds a Series 6 license and a Series 63 license. Man Shau has experience in a variety of financial services, including portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
03/25/2017 - Present
MML Investors Services, LLC (NEW YORK NY)
NY
08/04/2004 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
08/04/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
01/19/2001 - 06/11/2001
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
09/24/1998 - 12/20/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 10/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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