Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mamta? Claim Your ProfileMamta Trivedi is an active advisor with Goldman Sachs & Co. LLC, and is registered in 53 states. Mamta has worked in the financial services industry since 2009 and holds the Series 63, Series 65, Series 7, and SIE licenses. Mamta has prior experience with Fidelity Brokerage Services LLC, Wells Fargo Clearing Services, LLC, HSBC Securities (USA) Inc., and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
CA
06/16/2022 - Present
Goldman Sachs & Co. LLC (SAN FRANCISCO CA)
CA
05/25/2021 - 05/23/2022
FIDELITY BROKERAGE SERVICES LLC (SAN JOSE CA)
CA
05/01/2020 - 05/12/2021
WELLS FARGO CLEARING SERVICES, LLC (SANTA CLARA CA)
CA
11/15/2019 - 04/16/2020
HSBC SECURITIES (USA) INC. (PALO ALTO CA)
CA
02/11/2019 - 11/06/2019
FIDELITY BROKERAGE SERVICES LLC (PALO ALTO CA)
CA
09/30/2016 - 01/03/2019
WELLS FARGO CLEARING SERVICES, LLC (MENLO PARK CA)
CA
07/21/2016 - 09/09/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
03/07/2013 - 07/21/2016
WELLS FARGO ADVISORS, LLC (PALO ALTO CA)
CA
10/01/2012 - 02/12/2013
J.P. MORGAN SECURITIES LLC (SUNNYVALE CA)
CA
12/13/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SUNNYVALE CA)
CA
06/17/2009 - 11/02/2011
BANCWEST INVESTMENT SERVICES, INC. (SAN JOSE CA)
IA
Issued 08/11/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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