Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mamie? Claim Your ProfileMamie Liu is a financial advisor with over 15 years of experience in the financial services industry. Mamie is registered with both FINRA and the SEC as a Registered Representative and an Investment Advisor Representative. Mamie holds a Series 6, Series 7, Series 63, and Series 65 license. She is also a Certified Financial Planner. Mamie currently works for Advocate Investing Services, an independent investment advisor firm. Mamie provides investment advisory services to individuals, high net worth individuals, charitable organizations, and trusts. Mamie is committed to providing her clients with personalized financial planning and investment advice. Mamie is also a strong advocate for financial literacy and education. Mamie believes that everyone should have access to the knowledge and resources they need to make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisory consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
08/04/2016 - Present
Advocate Investing Services (WOODBINE MD)
MD
03/05/2007 - 07/12/2010
WORLD GROUP SECURITIES, INC. (GAITHERSBURG MD)
IA
Issued 09/29/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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