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Mamie T Sanderson

Northwestern Mutual Investment Services, LLC

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About Mamie T Sanderson

Mamie Sanderson is a financial professional with over 20 years of experience in the industry. Mamie is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Mamie was registered with several other firms including M HOLDINGS SECURITIES, INC. and UBS Financial Services Inc. Mamie holds the Series 6, 7, 24, and 63 licenses. Mamie's expertise includes investment research and referrals to other advisors.

Firm Information

Mamie Sanderson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Mamie Sanderson’s Registration & Firm History

CA

03/29/2021 - Present

Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)

OR

06/27/2012 - 07/08/2019

M HOLDINGS SECURITIES, INC. (PORTLAND OR)

CA

10/11/2010 - 01/09/2012

MULTIPLE FINANCIAL SERVICES, INC. (SAN JUAN CAPISTRANO CA)

CA

09/18/2006 - 08/04/2009

PURSHE KAPLAN STERLING INVESTMENTS (CULVER CITY CA)

CA

12/12/2003 - 09/26/2006

UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)

MO

01/02/2001 - 12/19/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

CA

05/01/1998 - 01/05/2001

WM FINANCIAL SERVICES, INC. (IRVINE CA)

MO

05/23/1997 - 08/06/1998

EISNER SECURITIES, INC. (ST. LOUIS MO)

CA

06/27/1997 - 05/01/1998

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

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Licenses & Designations

BC

Issued 05/23/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/1997

Series 7 - General Securities Representative Examination

BC

Issued 05/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mamie T Sanderson. Review regulatory record here.
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