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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mamadou? Claim Your ProfileMamadou Moustapha is a financial advisor with Wells Fargo Clearing Services, LLC, a large financial services firm with a presence in multiple states. Mamadou is registered in both New Jersey and Pennsylvania, and he offers financial planning and investment management services to individuals, businesses, and institutions. His areas of specialization include investment management, insurance, annuities, and retirement planning. Mamadou holds a Series 7, 63, and 65 licenses, and he has been in the financial services industry since 2015. Mamadou's previous experience includes working as a financial advisor with Pruco Securities, LLC and Foresters Financial Services, Inc. He is also a founder and board member of Give Her A Chance, a non-profit organization that supports and provides education for girls.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/02/2021 - Present
Wells Fargo Clearing Services, LLC (NORRISTOWN PA)
VA
09/24/2019 - 08/26/2021
PRUCO SECURITIES, LLC. (GLEN ALLEN VA)
NY
06/16/2015 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (NEW YORK NY)
IA
Issued 05/21/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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