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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malphus? Claim Your ProfileMalphus Timothy Gaines is a financial advisor at Wells Fargo Clearing Services, LLC. He has been in the financial services industry since 1984 and has been with Wells Fargo since 2010. Malphus Gaines is registered to offer investment advice and securities in Alabama, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Washington. He holds several licenses and designations, including Series 6, 7, 26, 63, and 65. He has also worked for several other firms including UBS Financial Services Inc., J.C. Bradford & Co., and First Investors Corporation. Malphus Timothy Gaines provides investment advisory services to individual clients and businesses, as well as financial planning and portfolio management services. He also provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/13/2017 - Present
Wells Fargo Clearing Services, LLC (GREENSBORO NC)
NC
05/08/2009 - 08/04/2009
INVEST FINANCIAL CORPORATION (GREENSBORO NC)
NC
03/05/1999 - 05/13/2009
UBS FINANCIAL SERVICES INC. (GREENSBORO NC)
NY
08/24/1990 - 03/19/1999
J.C. BRADFORD & CO. (NEW YORK NY)
NJ
04/03/1984 - 05/22/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 06/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/1985
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1990
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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