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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malonn? Claim Your ProfileMalonn Barnes is a financial advisor with over 17 years of experience in the financial industry. Malonn is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to provide investment advice in both California and Texas. Prior to joining Merrill Lynch, Malonn has held positions at Motif Investing, Royal Alliance Associates, Inc., Princor Financial Services Corporation, PFS Investments Inc., and E*TRADE Securities LLC. Malonn has extensive experience in providing investment advice to individuals, corporations, and institutional clients. Malonn holds a variety of licenses and certifications, including Series 63, 65, 66, and 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/28/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STOCKTON CA)
CA
02/25/2014 - 05/02/2016
MOTIF (RANCHO CORDOVA CA)
CA
04/25/2013 - 02/14/2014
ROYAL ALLIANCE ASSOCIATES, INC. (CAMPBELL CA)
GA
07/16/2012 - 02/26/2013
PRINCOR FINANCIAL SERVICES CORPORATION (ATLANTA GA)
GA
05/24/2012 - 07/10/2012
PFS INVESTMENTS INC. (ATLANTA GA)
GA
12/11/2003 - 06/04/2010
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BOTH
Issued 01/09/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/08/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/12/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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