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Malon Wickham

Wells Fargo Advisors Financial Network, LLC

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About Malon Wickham

Malon Wickham is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Malon has been in the industry since 1987 and has experience working with various clients including corporations, individuals, and charitable organizations. Malon specializes in providing financial planning, pension consulting, investment consulting services, and portfolio management. Malon also has experience in selecting other advisors for clients. Currently, Malon holds registrations in 23 states and is a registered representative of Wells Fargo Advisors Financial Network, LLC. Malon has held past registrations with Wells Fargo Clearing Services, LLC and Morgan Keegan & Company, Inc.

Firm Information

Malon Wickham is currently registered with Wells Fargo Advisors Financial Network, LLC. Wells Fargo Advisors Financial Network, LLC is a Limited Liability Company headquartered in St. Louis, Missouri. Founded in 2003, the firm offers a range of investment advisory services to individual and institutional clients, including financial planning, portfolio management, and pension consulting. Wells Fargo Advisors Financial Network, LLC is registered with the SEC and in all 50 states and the District of Columbia. The firm manages over $154 billion in regulatory assets under management.
Wells Fargo Advisors Financial Network, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103

$154.19B

Assets Under Management

2,434

Total Clients

3,095

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Malon Wickham’s Registration & Firm History

GA

10/09/2020 - Present

Wells Fargo Advisors Financial Network, LLC (COLUMBUS GA)

GA

07/26/2010 - 10/09/2020

WELLS FARGO CLEARING SERVICES, LLC (COLUMBUS GA)

GA

09/18/2006 - 07/26/2010

MORGAN KEEGAN & COMPANY, INC. (COLUMBUS GA)

GA

07/05/2000 - 07/13/2006

MORGAN KEEGAN & COMPANY, INC. (COLUMBUS GA)

NY

11/17/1989 - 07/12/2000

J.C. BRADFORD & CO. (NEW YORK NY)

NY

11/25/1987 - 12/11/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/03/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/09/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/04/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2011

Series 31 - Futures Managed Funds Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Malon Wickham. Review regulatory record here.
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