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Malo Kevin lee Carpenter

Transamerica Financial Advisors, Inc.

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About Malo Kevin lee Carpenter

Malo Kevin lee Carpenter is a registered investment advisor representative with Transamerica Financial Advisors, Inc. Malo Carpenter has been in the financial services industry since June 24, 1989 and has experience with World Group Securities, Inc., WMA Securities, Inc., American Classic Securities, Inc., and First American National Securities, Inc.. Malo Carpenter is licensed to provide financial advice in Maryland and Pennsylvania. Malo Carpenter holds the Series 6, Series 26, Series 63, and Series 65 licenses and is also registered with FINRA. Malo Carpenter can assist with a range of financial services including portfolio management for individuals and selection of other advisors. Malo Carpenter also works with other Transamerica Financial Advisors, Inc. companies in the sale of insurance products.

Firm Information

Malo Carpenter is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Malo Carpenter’s Registration & Firm History

PA

07/27/2012 - Present

Transamerica Financial Advisors, Inc. (WEST LAWN PA)

MD

01/06/2012 - 07/09/2012

TRANSAMERICA FINANCIAL ADVISORS, INC (BALTIMORE MD)

MD

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (BALTIMORE MD)

GA

02/20/1996 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

FL

11/19/1991 - 12/14/1995

AMERICAN CLASSIC SECURITIES, INC. (PONTE VEDRA FL)

GA

11/02/1988 - 06/20/1991

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 09/15/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/02/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Malo Kevin lee Carpenter.
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