Unclaimed
Mallory Maestas is a registered representative with Empower Financial Services, Inc. based in Greenwood Village, Colorado. Mallory has been in the industry for 10 years and holds the Series 6, 26, and 63 licenses. Mallory is licensed to sell securities in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/23/2016 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
BC
Issued 12/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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