Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mallory? Claim Your ProfileMallory Christine Setters is a financial professional with over a decade of experience in the securities industry. Mallory has been registered with Fidelity Brokerage Services LLC since August 2010. Mallory holds the Series 7, Series 9, Series 10, Series 24 and Series 63 licenses. Mallory's primary office is located in Covington, Kentucky. Mallory is registered to offer securities in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
08/03/2010 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 08/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/20/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/08/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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New York Stock Exchange
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