Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Malissa? Claim Your ProfileMalissa Baker is a financial advisor with over 16 years of experience. Malissa is a registered representative in three states, Arizona, North Carolina and South Carolina. Malissa is currently employed at Vanguard Marketing Corp. and is located in Charlotte, North Carolina. Malissa holds licenses in both the broker-dealer and investment advisor fields. Malissa has passed the Series 6, 7, 63 and 65 exams as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/07/2006 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
IA
Issued 09/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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